FINRA has investor education materials such as BrokerCheck, which provides insight into firms and financial advisors.

Brent Broaddus

Brent Broaddus

Financial Advisor

“Vision without excellence is hallucination” – Albert Einstein

Brent Broaddus is not an individual who sits idly waiting for something to happen. He firmly believes that if there is something worth getting, then one must make it happen instead of letting it happen. Brent has built his career upon this mantra and has applied it to his clients, caring for their financial needs with a zest that endears their trust to him.

After graduating from the University of California, Santa Cruz, Brent began his career in the financial industry. Going full-borne into the business, Brent garnered a position at Ameriprise where he obtained the following securities registrations and Insurance License.

  • Series 7
  • Series 66
  • CA Insurance License #0E60370

Brent quickly rose through the ranks, becoming a P1 District Manager at Ameriprise with 12 representatives under him. This success was the product of Brent’s hard work, but the quick ascension also meant the ceiling at Ameriprise was approaching closer and closer. Instead of waiting for that inevitability, Brent branched out, becoming the Senior Partner at CGP Financial, where his skills as a financial advisor fully flourished.

Now with WIN-TEAM through JW Cole. Brent is primed to give his clients what he envisions for himself: new heights for goals previously thought to be unreachable. With the resources and collaborative knowledge available at WIN-TEAM, Brent is fully confident that he can help his clients accomplish their financial goals.